Management Oversight
Risk Appetite Breach
Market Risk VaR has breached its limit. A detailed report has been sent to the CRO.
Operational Risk Events
142
-5.3%vs. last quarter
Regulatory Fines
$2.3M
-20.0%vs. last quarter
AML Alerts
15
+15.0%vs. last month
Models Needing Validation
1
0%vs. last quarter
Risk Exposure
Breakdown of risk exposure by category.
Compliance Overview
Overview of mandatory employee training and key compliance metrics.
Training Completion88.0%
Completed Training1100
Pending Training100
Overdue Training50
AML Alerts15
Open Audit Findings8