Management Oversight
Compliance Management
Regulatory Reporting
Manage, validate, and submit reports to regulatory supervisors.
| Report Name | Supervisor | Status | Due Date | Actions |
|---|---|---|---|---|
| FR Y-14Q (Sch. G - Trading) | Federal Reserve | Draft | 2025-08-14 | |
| COREP Market Risk (FRTB-SA) | EBA | Draft | 2025-07-31 | |
| PRA110 - Trading Metrics | PRA (UK) | In Review | 2025-08-15 | |
| FR Y-9C (Basel III Endgame Preview) | Federal Reserve | Submitted | 2025-09-10 | |
| AnaCredit Granular Reporting (v2.0) | ECB | In Review | 2025-8-10 | |
| MAS 610 - Balance Sheet | MAS (Singapore) | Approved | 2025-07-10 | |
| FINREP (IFRS 9) | ECB | Overdue | 2025-06-30 |
AI-Powered Compliance Advisor
Analyze new regulatory updates and get suggestions for protocol adjustments.
Compliance Overview
Overview of mandatory employee training and key compliance metrics.
Training Completion88.0%
Completed Training1100
Pending Training100
Overdue Training50
AML Alerts15
Open Audit Findings8
GDPR Compliance Status
Status of Data Subject Access Requests (DSARs) and data breaches.
DSARs Completed90.0%
DSARs Completed45
DSARs Pending5
Data Breach Incidents (Last 90d)1
DORA Readiness
Tracking key metrics for the Digital Operational Resilience Act.
Third-Party Risk
70%
Assessments completed
Resilience Testing
85%
Coverage of critical systems
Major ICT Incidents
2
In the last 12 months